In the world of selling securities, transactions and/or securities are either registered or exempt, or they are illegal.  In 1933,

Companies often seek equity financing to help fund their business from a variety of investors who seek to generate a

Raising money and selling securities (e.g., stock, membership interests, convertible notes, certain types of debt or notes, etc.) is a

By: Vaughn Marshall In the sale of a business, negotiating the terms of the purchase agreement (aside from foundational economic

Raising seed or growth capital for many early stage businesses is no small feat. It’s an extremely competitive process, where

As is always the case in the 4th Quarter, our team sees a lot of “year-end” transactions that cause business

To seed investors and other parties who got in on the ground floor of a (once) promising startup, a down

  **UPDATED** The final rule is effective December 8, 2020. Click here to learn more. ________________ On August 26, 2020,

On July 31, 2020, Stan Doida, attorney and founder of Doida Law Group, was featured in a Wall Street Journal